The proposal has been met with criticism from those in the retirement industry. The Securities and Exchange Commission proposed a rule in November that would mandate “swing pricing” for all open-ended ...

The US Securities and Exchange Commission has retreated from a plan that would have forced many mutual funds to overhaul their pricing models. The original proposal would have imposed so-called swing ...

The US Securities and Exchange Commission has retreated from a plan that would have forced many mutual funds to overhaul their pricing models. The original proposal would have imposed so-called swing ...

Several House Democrats expressed concern to SEC officials that a hard close at 4 p.m. Eastern time would discriminate against investors on Pacific time. Democrats on the House Subcommittee on Capital ...

The Securities and Exchange Commission (SEC), seeking to strengthen financial market safeguards, adopted sweeping reforms governing the $6 trillion money market fund industry on Wednesday. However, ...

BlackRock Inc., Charles Schwab Corp., Fidelity Investments and Morgan Stanley are among those pushing back against a sweeping set of regulatory changes that would include the introduction of a “swing ...

Money-market funds are set for a reprieve on “swing pricing” as Wall Street’s top regulator wraps up rules aimed at stemming rapid outflows during times of financial stress. The Securities and ...

Money-market funds are set for their biggest rules overhaul in years as Wall Street’s top regulator wraps up rules aimed at stemming rapid outflows during times of financial stress. The US Securities ...

(Bloomberg) -- The mutual-fund industry claimed victory on Monday after the US Securities and Exchange Commission signaled it will likely revamp a plan that would have forced asset managers to change ...

The recent trend towards greater adoption of swing pricing continues, according to ALFI’s Swing Pricing Survey. The survey shows both a greater number of participants responding to the survey and a ...

Lyle spent most of the past two decades in a variety of product, communication and financial writing roles with large asset managers and mutual fund distributors, mostly recently as vice president, ...