The DOL expanded its interpretation of fiduciary advice in the Preamble to PTE 2020-02 and as a result, many more broker-dealers and their registered representatives (investment professionals) are ...

This month, the Department of Labor’s Prohibited Transactions 2020-02 (PTE 2020-02) went into effect. This regulation increases the fiduciary scrutiny placed on IRA rollovers and other transactions ...

Pulmonary thromboendarterectomy (PTE) is a major surgery on the blood vessels in the lungs. It involves removing a blood clot from the lung to restore blood pressure levels. PTE is also known as ...

The U.S. Court of Appeals for the Fifth Circuit recently granted the Department of Labor’s (the “Department’s”) motion to withdraw its appeal of court challenges to the Retirement Security Rule, ...