SEC whistleblower law requires original information about securities violations. Generic complaints don't qualify.
This year has seen a record percentage of whistleblower claim denials by the U.S. Securities and Exchange Commission.[1] This rising trend of award denials is a departure from the SEC’s previous track ...
The U.S. Securities and Exchange Commission has issued its sixth whistleblower payment, awarding a tipster $150,000 for helping to stop a scheme that was defrauding investors. The U.S. Securities and ...
Julia M. Jordan of Sullivan & Cromwell writes: The U.S. Securities and Exchange Commission's 2016 Annual Report on its Dodd-Frank Whistleblower Program reflects that 2016 was historic for the program, ...
The U.S. Securities and Exchange Commission (SEC) issued an order in August denying a whistleblower award to an individual who provided the agency with evidence that a defendant in a previously filed ...
Companies have learned, some the hard way, that even standard confidentiality or separation agreements can violate whistleblower protections if they lack explicit carve-outs for reporting to ...
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